{"id":5683,"date":"2022-08-19T16:02:50","date_gmt":"2022-08-19T14:02:50","guid":{"rendered":"https:\/\/www.schulthessforum.ch\/?p=5683"},"modified":"2022-08-25T08:31:32","modified_gmt":"2022-08-25T06:31:32","slug":"neue-enforcementinstrumente-fuer-die-finma","status":"publish","type":"post","link":"https:\/\/www.schulthessforum.ch\/fachbeitrag\/neue-enforcementinstrumente-fuer-die-finma\/","title":{"rendered":"Neue Enforcementinstrumente f\u00fcr die FINMA"},"content":{"rendered":"

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Nach tats\u00e4chlichen und vermeintlichen Finanzskandalen werden immer wieder sch\u00e4rfere Sanktionen durch die FINMA gefordert. Danach soll die FINMA wie die WEKO befugt werden, nicht nur Gewinne einzuziehen, sondern eigentliche Verwaltungsbussen gegen fehlbare Finanzinstitute auszusprechen.<\/p>\n","protected":false},"author":25,"featured_media":0,"comment_status":"open","ping_status":"open","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"_et_pb_use_builder":"on","_et_pb_old_content":"

Urs Zulauf<\/em><\/p>

Nach tats\u00e4chlichen und vermeintlichen Finanzskandalen werden immer wieder sch\u00e4rfere Sanktionen durch die FINMA gefordert. Danach soll die FINMA wie die WEKO befugt werden, nicht nur Gewinne einzuziehen, sondern eigentliche Verwaltungsbussen gegen fehlbare Finanzinstitute auszusprechen. Ein besonderes Verantwortlichkeitsregime soll zudem pers\u00f6nliche Sanktionen gegen das oberste Management erleichtern. Das Referat positioniert das Enforcement der FINMA im Vergleich zu ausl\u00e4ndischen Beh\u00f6rden und untersucht Notwendigkeit und die m\u00f6gliche Ausgestaltung eines solchen Regimes. Besondere Fragen stellt dabei die Schnittstelle zum Strafverfahren.<\/em><\/p>","_et_gb_content_width":"","footnotes":""},"categories":[1],"tags":[],"product_cat":[],"product_tag":[],"class_list":["post-5683","post","type-post","status-publish","format-standard","hentry","category-format"],"acf":[],"_links":{"self":[{"href":"https:\/\/www.schulthessforum.ch\/fr\/wp-json\/wp\/v2\/posts\/5683","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/www.schulthessforum.ch\/fr\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/www.schulthessforum.ch\/fr\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/www.schulthessforum.ch\/fr\/wp-json\/wp\/v2\/users\/25"}],"replies":[{"embeddable":true,"href":"https:\/\/www.schulthessforum.ch\/fr\/wp-json\/wp\/v2\/comments?post=5683"}],"version-history":[{"count":4,"href":"https:\/\/www.schulthessforum.ch\/fr\/wp-json\/wp\/v2\/posts\/5683\/revisions"}],"predecessor-version":[{"id":5743,"href":"https:\/\/www.schulthessforum.ch\/fr\/wp-json\/wp\/v2\/posts\/5683\/revisions\/5743"}],"wp:attachment":[{"href":"https:\/\/www.schulthessforum.ch\/fr\/wp-json\/wp\/v2\/media?parent=5683"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/www.schulthessforum.ch\/fr\/wp-json\/wp\/v2\/categories?post=5683"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/www.schulthessforum.ch\/fr\/wp-json\/wp\/v2\/tags?post=5683"},{"taxonomy":"product_cat","embeddable":true,"href":"https:\/\/www.schulthessforum.ch\/fr\/wp-json\/wp\/v2\/product_cat?post=5683"},{"taxonomy":"product_tag","embeddable":true,"href":"https:\/\/www.schulthessforum.ch\/fr\/wp-json\/wp\/v2\/product_tag?post=5683"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}